Concentrated Wealth Strategies

Mature couple meeting financial advisor

Concentrated Wealth Strategies

The saying of “Concentrate to make it, Diversify to keep it” reins true many times over. However, there is not a switch to flip and move from concentrated to diversified, but years of planning and special care of transferring concentrated wealth to diversified in a tax efficient manner. We help with the development and deployment of the following, just to name a few:

  • Section 144
  • 10b5-1
  • RSU exercise
  • Option sale
  • Black out period restrictions
  • Insider Restricted Sales
  • Family and Personal Business Sale
  • Timing, tax strategies, period estimates, stop limits